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Self-regulatory organizations
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#	Item
731	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§[removed]Adopted October 1978 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:56 Finance Financial regulation Self-regulatory organizations Financial markets United States securities law Financial services Net capital rule Registered Investment Advisor Financial economics Investment Securities Investor Protection Corporation
732	MEDIA CONTACT: Christine Klimek[removed]removed] MEDIA ADVISORY Add to Reading List Source URL: www.morganlewis.com Language: English - Date: 2013-08-26 16:32:23 Business Financial Accounting Foundation Financial Accounting Standards Board Governmental Accounting Standards Board U.S. Securities and Exchange Commission Generally Accepted Accounting Principles Teresa S. Polley Accountancy Economy of the United States Self-regulatory organizations
733	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q2[removed]KCG Americas LLC (“KCG” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rul Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-07-31 15:37:17 Investment Stock market Self-regulatory organizations NYSE Arca Kyoto Computer Gakuin NASDAQ Direct Edge Electronic communication network International Securities Exchange Financial markets Economy of the United States Financial economics
734	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q3 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-10-30 15:15:51 Economy of the United States Stock market Self-regulatory organizations Mathematical finance NYSE Arca Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Financial economics Investment
735	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q2 KCG Americas LLC (“KCG” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage fi Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-07-31 17:12:39 Investment Self-regulatory organizations Stock market Mathematical finance NYSE Arca Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Economy of the United States Financial economics
736	.t.@.N.g.u.b.N2005.{....... (Page 1) Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-03-05 10:45:16 Securities Securities market Daiwa Securities Group Self-regulatory organizations United States securities law Japanese financial system Broker-dealer Financial economics Finance Financial system
737	PREFACE The futures industry’s Joint Audit Committee (JAC) developed the initial edition of this handbook during 1994 in an effort to standardize margin procedures, where possible. The handbook was approved by each of Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:36:46 Self-regulatory organizations Commodities market Futures exchanges Financial markets Commodity Futures Trading Commission Futures contract Chicago Mercantile Exchange National Futures Association New York Board of Trade Financial economics Financial system Finance
738	Comment Letter on File No. S7-27-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-29 15:37:34 Stock market Systemic risk Self-regulatory organizations Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act LCH.Clearnet Securities Exchange Act IntercontinentalExchange U.S. Securities and Exchange Commission Financial economics Finance Financial system
739	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q4[removed]KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission ru Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-01-29 10:29:48 Investment Stock market Self-regulatory organizations NYSE Arca NASDAQ Direct Edge Electronic communication network International Securities Exchange New York Stock Exchange Financial markets Financial economics Economy of the United States
740	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q4 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-01-29 10:30:06 Investment Self-regulatory organizations Stock market NYSE Arca Mathematical finance Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Economy of the United States Financial economics

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